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Writing · Writing: Essays and Literary Analysis

Literary Analysis I: Close Reading and the Formalist Lens (Shakespeare's Sonnet 73)

2.1 2.3About 75 minutes
Learning goals
  • I can explain the principles of formalist (New Critical) reading and use them in an essay.
  • I can close-read a sonnet for structure, metaphor, diction, syntax, sound and ambiguity.
  • I can write a body paragraph of formalist analysis that explains how form creates meaning.
  • I can describe a text's effects with precise, evocative verbs and adjectives of my own.

Words to know

formalism
An approach to literature that focuses on the text itself: its form, structure, language and devices, and how they create meaning.
New Criticism
An influential formalist movement of the mid-twentieth century that practised close reading of the text as a unified whole.
ambiguity
The quality of having more than one possible meaning at once, which formalist critics treat as a source of richness rather than confusion.
paradox
A statement that seems self-contradictory but reveals a truth, such as a fire consumed with that which it was nourished by.
quatrain
A stanza or group of four lines; a Shakespearean sonnet has three quatrains and a couplet.
volta
The turn in a sonnet, where the argument or tone shifts; in a Shakespearean sonnet it often comes at the couplet.

Reading the words on the page

In Grade 11 you climbed the ladder from observation to pattern to interpretation to claim, and wrote layered paragraphs (word, line, pattern, thesis). That method has a name in literary theory: it grows out of formalism, and especially the New Criticism, an approach that shaped how English was taught in universities for much of the twentieth century.

Formalist critics argued that a poem should be read as a made object: its meaning lives in its words, images, sounds and structure. They looked for tension, paradox, irony and ambiguity, and for how these are held together in a unified whole. Two famous warnings from this tradition:

  • Do not judge a poem by what you guess the poet intended (the poet's intention is not on the page).
  • Do not judge a poem only by how it makes you feel (feelings are evidence, but not the meaning itself).

Today few critics use formalism alone, but every lens you will study depends on close reading. Formalism is the foundation; the other lenses build on it.

The text: Shakespeare's Sonnet 73

Published in 1609 in Shakespeare's Sonnets; public domain. Spelling follows a common modernized edition; the apostrophes in ruin'd and Consum'd show that the -ed ending is not sounded as an extra syllable.

That time of year thou mayst in me behold (1) When yellow leaves, or none, or few, do hang (2) Upon those boughs which shake against the cold, (3) Bare ruin'd choirs, where late the sweet birds sang. (4)

In me thou see'st the twilight of such day (5) As after sunset fadeth in the west, (6) Which by and by black night doth take away, (7) Death's second self, that seals up all in rest. (8)

In me thou see'st the glowing of such fire (9) That on the ashes of his youth doth lie, (10) As the death-bed whereon it must expire, (11) Consum'd with that which it was nourish'd by. (12)

This thou perceiv'st, which makes thy love more strong, (13) To love that well which thou must leave ere long. (14)

Glossary: mayst = may; boughs = branches; choirs = the part of a church where singers sit; late = recently; by and by = soon; Death's second self = Death's double; expire = die, and also breathe out; perceiv'st = perceive; ere long = before long.

A formalist toolkit for a sonnet

  • Structure. A Shakespearean sonnet has three quatrains and a rhyming couplet (ABAB CDCD EFEF GG), usually in iambic pentameter. Ask what each quatrain does and where the volta (turn) comes.
  • Metaphor and its logic. Each quatrain here is a metaphor for the speaker's age. Ask how the metaphors relate: are they the same idea repeated, or do they develop?
  • Diction. Look for words with double meanings: expire (die / breathe out), seals (closes / stamps), leave (go away from / lose).
  • Syntax. Notice odd word order. Line 2 lists yellow leaves, or none, or few: the speaker seems to correct himself, as if reluctant to admit how bare the tree is.
  • Sound. Read aloud. The heavy stresses of Bare ruin'd choirs slow the line down.
  • Ambiguity and paradox. Line 12 says the fire is Consum'd with that which it was nourish'd by: the ashes of what once fed the flame now smother it.
Sonnet 73: each metaphor covers less timeLines 1-4a season: late autumnLines 5-8a day: twilightLines 9-12a fire: embersLines 13-14, the couplet: the turn from “me” to “thou”“This thou perceiv'st, which makes thy love more strong”↓ time running out fasterbar lengths not to scale
The three quatrains cover a season, then a day, then the last minutes of a fire. The bars are not to scale; the point is the shrinking time span, which makes time feel as if it is accelerating toward the couplet.

Ambiguity is evidence, not a problem

The critic William Empson used the phrase Bare ruin'd choirs, where late the sweet birds sang as an example in his book Seven Types of Ambiguity (1930): bare branches and ruined church choir stalls overlap in one image, and both meanings work at once. A formalist essay does not choose one meaning and hide the other; it explains what the overlap achieves. Here, nature and a sacred building decay together, which makes the speaker's ageing feel both natural and like the ruin of something holy.

Ambiguity: one line, two readings, both supported“To love that well which thou must leave ere long”READING 1: “that” = the speakerYou must soon leave me, becauseI will die; so love me well now.READING 2: “that” = life or youthYou too must lose what you lovein time; so love it well now.
The final line can be read in at least two ways. A formalist essay can argue that the ambiguity is the point: the poem makes the beloved's loss and the speaker's death part of the same truth.

Precise words for analysis (expectation 2.3)

Replace shows and creates with verbs that name what language does: compresses, accelerates, stalls, undercuts, softens, seals, reverses, intensifies, echoes, mirrors, hesitates, withholds. Name tones precisely: elegiac, resigned, tender, rueful, foreboding, consoling, insistent. Check each word fits the evidence.

Worked example

Let's write a formalist body paragraph

Thesis (from The Grade 12 Thesis): As its metaphors shrink from a season to a day to a dying fire, Sonnet 73 makes time feel as if it is running out faster and faster, and that acceleration is the point: the speaker suggests that love grows strongest precisely when the beloved is forced to see how little time remains. Write the paragraph on the second quatrain.

  1. Topic sentence (claim about form): the second quatrain shortens the time frame; it does not just repeat the first metaphor.
  2. Evidence 1 with a slash for the line break: "twilight of such day / As after sunset fadeth in the west" (lines 5-6).
  3. Word layer: fadeth is gradual and gentle.
  4. Line layer: in line 7 the verb changes to take away, an act of seizure: the tone hardens.
  5. Word layer, ambiguity: seals up all in rest (8) suggests a closed coffin or a sealed letter.
  6. Pattern: the quatrain moves from fading to sealing, a miniature of the whole poem.
  7. Thesis link: shrinking time plus sharpening verbs = acceleration, which prepares for the couplet.
  8. The paragraph: The second quatrain does not merely repeat the first metaphor; it shortens the speaker's remaining time from a season to a single evening. The "twilight of such day / As after sunset fadeth in the west" (lines 5-6) is already past its last light, and the verb "fadeth" makes the loss gradual and almost gentle. That gentleness ends in line 7, where "black night doth take away" the twilight: the verb "take" turns a natural process into an act of seizure. Night is then named "Death's second self" (8), a phrase that makes sleep a rehearsal for death, and the line "seals up all in rest" sounds less like a blessing than like the closing of a coffin or of a letter that will not be opened again. The quatrain thus compresses the movement of the whole poem into four lines: from soft fading to final sealing. By shrinking the time frame while sharpening the verbs, Shakespeare makes the reader feel the speaker's time accelerating, which prepares for the couplet's claim that such awareness intensifies love.

A paragraph that stays inside the text (pure formalist method), analyses diction, syntax and metaphor, uses two possible meanings of one phrase, and ends by linking form to the thesis.

Hands-on activity

Read it aloud three ways

You need: the sonnet (copied by hand or printed), a pencil, and a quiet room. A phone voice recorder is helpful but optional.

  1. Read the poem aloud slowly, as if it were a eulogy. Then read it quickly, as if hurrying. Then read it as a love letter.
  2. Mark in the margin where each reading felt most natural and where it felt wrong.
  3. Circle every word with a possible double meaning (expire, seals, leave, late, choirs). For each, write both meanings.
  4. Underline the verbs in each quatrain. Do they grow stronger or weaker?
  5. Write a four-sentence formalist paragraph about one quatrain using at least two verbs from the tip box.

What to look for: attention to sound and pace as evidence; double meanings explained, not just listed; claims about what the form does.

Just for fun

Shakespeare's sonnets were first printed in 1609 with a mysterious dedication to "Mr. W. H." Scholars have argued for centuries about who that was, and there is still no agreed answer. Proof that literary critics can debate two initials for over four hundred years.

Your turn

1

What does a formalist critic focus on?

2

What are the three metaphors of Sonnet 73's quatrains?

3

Explain the paradox in line 12.

4

Why might yellow leaves, or none, or few (line 2) be in that odd order?

5

Give two meanings of expire (line 11).

6

Where is the volta in Sonnet 73, and what changes?

More practice: warm-up

1

What is the rhyme scheme of a Shakespearean sonnet?

2

What is a quatrain?

3

When were Shakespeare's sonnets first published?

4

Which critic used Bare ruin'd choirs as an example of ambiguity?

5

Give a precise tone word for Sonnet 73 other than sad.

More practice: on your own

1

Explain the two images in Bare ruin'd choirs, where late the sweet birds sang (line 4) and what the overlap achieves.

2

Write a topic sentence for a paragraph on the third quatrain.

3

Rewrite with a precise verb: The word "take" shows that night is strong.

4

Why do formalists warn against judging a poem by the poet's intentions?

5

Name one limitation of a purely formalist reading of Sonnet 73.

Challenge

1

Write a formalist paragraph (6 to 8 sentences) on the couplet, arguing whether it consoles or pressures the beloved.

2

Argue that the three metaphors are a progression rather than a repetition, using one piece of evidence from each quatrain.

3

Explain how a formalist reading prepares you for using other critical lenses.

Check your understanding

Quiz

1.

A formalist essay mainly argues from:

2.

In Sonnet 73, the metaphors move from:

3.

Consum'd with that which it was nourish'd by is an example of:

4.

The volta of Sonnet 73 comes:

5.

Which verb best describes what seals up all in rest does to the tone?

6.

A formalist treats ambiguity as:

For parents and teachers

Big idea: This lesson uses expectation 2.1 (the literary essay form) and 2.3 (precise, evocative language) and introduces the first critical lens: formalism, or close reading of the text as a made object. It is the foundation for every lens in the next lessons.

How to help: read the sonnet aloud together. Ask: What changes between the first four lines and the next four? and Which word has two meanings? You do not need to know the answers; your teen's job is to explain them.

Common difficulties: labelling devices without explaining effects; treating ambiguity as confusion; guessing at Shakespeare's private life; using shows in every sentence. Quoted sonnet text follows a common modernized edition; students should cite from the edition their teacher uses.